-
When you submit a Freedom of Information request, of course, you’re asking for a defined piece of information; a successful request is one where that information is provided.
Sometimes, though, a response will provide more than has been asked for.
We always appreciate it when a public servant goes above and beyond the call of duty, so when one of our volunteers happened across this response, it was passed around the team for everyone to enjoy. It’s helpful, factual, and fulsome, with far more background detail than was asked for.
Perhaps the most remarkable thing about this response, though, is that it’s from a body that is not actually obliged to respond to FOI requests at all.
Neighbourhood planning forums
Neighbourhood Planning Forums are defined on the Gov.uk website as bodies which “[give] communities direct power to develop a shared vision for their neighbourhood and shape the development and growth of their local area”.
They came into being in 2012 as a result of the Localism Act, and you can check whether there are any near you on this map.
Neighbourhood planning forums can help set the policies against which applications for planning permission are assessed, so they have a significant potential impact on local areas. It’s even possible for planning permission for a development to be granted proactively if this is proposed by a forum and approved in a referendum.
We’re not aware of any law which would make Neighbourhood Planning Forums subject to the Freedom of Information Act. But so far we’ve included eight of them on WhatDoTheyKnow.
Listing bodies not subject to FOI
Wait — so if they’re not obliged to respond to FOI requests, why are they included on WhatDoTheyKnow?
Well, we often add bodies with a substantial public role when we believe that people ought to be able to make transparent and visible requests for information to them.
For example, we listed Network Rail and the Association of Chief Police Officers on our site before they became subject to the Freedom of Information Act (though we’re disappointed that ACPO’s successor body the National Police Chiefs’ Council is not yet formally subject to FOI).
You can see more than 450 bodies which fall into this category (ie, they are not subject to FOI but we believe that they should be) on the site.
In the case of Neighbourhood Planning Forums, in addition to their clear, significant and public role, there are a couple more relevant factors:
First, the Environmental Information Regulations, which allow you to ask for information around environmental issues, cover a wider set of public bodies than FOI and we think it’s likely Neighbourhood Planning Forums are subject to those.
Additionally, many of them are parish or town councils which have been designated as the local planning forum. Parishes and town councils are certainly subject to FOI.
Adding more Neighbourhood Planning Forums
If you looked at the map we linked to earlier, you’ll have noticed that there are many more Neighbourhood Planning Forums than the eight we’ve listed on WhatDoTheyKnow — hundreds, in fact.
Unfortunately, an FOI request that one of our volunteers, Richard, made in 2016 to request details and email addresses of every Neighbourhood Planning Forum was turned down; otherwise we’d have used this information to add them all to the site.
If you’re keen to see these bodies made accessible for requests through WhatDoTheyKnow, there are a couple of ways you can help:
- We’re happy to add any more that are proposed to us — just fill in this form and give us any contact details as you can find. If you want to help us add more than a handful then get in touch and we’ll arrange a more effective way of working.
- If you can’t find any public contact details, you could try making an FOI request to your local planning authority — this is your local council responsible for planning, who are also the ones to designate neighbourhood planning forums in your area — to ask them for any forums’ contact details. If you obtain the contact details we will of course add them to WhatDoTheyKnow.
—
Image: Martin Deutsch (CC by-nc-nd/2.0)
-
mySociety’s flagship Freedom of Information (FOI) request portal WhatDoTheyKnow.com, operating in the UK since 2008, has amassed a whopping 330,000 FOI requests (and counting) from citizens over its eight year life-span.
That equates to approximately 15-20% of all FOI requests made in the UK. It also represents the largest database of FOI requests in the country, having provided a platform for requests and responses to over 17,000 UK public authorities to be published publicly online.
Those are some impressive numbers: however, until now we haven’t known much more about what requests are being made, whether there are trends, or indeed, whether the responses that people are receiving are satisfactory.
We thought it was about time that we took a look under the bonnet of WhatDoTheyKnow to find out the answers to some of these bigger questions.
Subject matter
We decided first to look at what themes and policy areas people were most interested in when making an FOI request. We chose this area because we suspected that many people would be asking for similar things from similar authorities. If this is the case, then this would be a clear evidence-based argument for authorities to increase pro-active publication of certain information.
The task itself was not an easy prospect. WhatDoTheyKnow does not have a tagging or categorising system, so there are over 330,000 requests that we had no quick or easy way of comparing. The volume of data was also so high that we couldn’t reasonably extract every request and analyse which policy area(s) it was relevant to.
To solve this issue, we decided to focus on the 20 authorities receiving the highest volume of FOI requests between 2008-2016. This way we could rely on a large sample of requests for both both local authorities and government departments. The list of authorities is below.
Department for Work and Pensions
6,841
Department for Education
1,974
Home Office
5,381
Wirral Borough Council
1,953
UK Borders Agency
3,377
Birmingham City Council
1,582
Brighton & Hove City Council
3,367
Liverpool City Council
1,538
Transport for London
3,111
Westminster City Council
1,501
Ministry of Defence
2,859
HMRC
1,476
Metropolitan Police Service
2,515
Bristol City Council
1,301
Ministry of Justice
2,372
Lambeth Borough Council
1,296
BBC
2,310
Camden Borough Council
1,290
Department of Health
1,989
Kent County Council
1,235
Taking all the requests made to these public bodies gave us a total of 49,500.
With the generous support of Thomson-Reuters, we were able to use OpenCalais, their automated tagging system, to assign one or more thematic tags to each FOI request made. Over 100,000 hyper-granular tags were automatically applied in this way.
Once that was complete, we went through each tag and the requests it was associated with. We grouped tags into policy areas and checked for any that had been incorrectly assigned. We then split the authorities into two groups: Local Authorities and Departmental Bodies, to compare the most requested information.
Among Local Authorities, the top requested information concerned:
- Housing Specifically, information on social housing stock/occupancy/waiting lists, facilities for homeless and at-risk individuals, and planning permission
- Social Care Information concerning care providers and their funding/operations, care in the community arrangements, social worker qualifications and staffing levels, and information concerning the operation and monitoring of social work departments
- Accounts and Budgets Citizens commonly request accounting and budgetary information at a far more granular level than authorities are currently publishing.
- Authority management Citizens also wish to know with greater detail how authorities are operating internally, requesting management and meeting information, emails about decision-making, and structural information concerning development, contracting and relationships with private companies
- Business rates Concerning long-term empty properties, the impact of rates on town centres, charitable or other discounts, and regeneration.
These are the top five of thousands of tags, but common themes were clear when comparing these authorities.
Generally, requesters have shown they want information in a more detailed form than authorities are currently providing, in particular in the expenditure of public funds and those services catering for complex cross-cutting social issues. Given the ongoing housing crisis in the UK, coupled with the ageing population, it is likely that information concerning these policy areas will be in increasing demand.
Conversely, among Departmental Bodies, the top requested information showed few common themes. This is primarily due to the differences in policy areas between the departments. There were, however, significant spikes in certain policy areas within departments, particularly around immigration, and this will be the focus of future investigation.
In conclusion, we understand that very few FOI requests are completely identical in subject matter, but broad trends are clearly evident.
If Local Authorities proactively publish more granular information about the policy areas we now know citizens are actively interested in, they may see a dip in formal FOI requests.
Publishing information and data in a machine-readable format may even enable other civic technologists like ourselves to build tools to assist councils in their delivery of vital services. Whilst this will not eradicate FOI requests completely, it would hopefully begin a shift in behaviour.
In short: wouldn’t it be great if, instead of authorities seeing FOI as an administrative burden, they began to see pro-active publication as an opportunity to harness the skills, initiative and flexibility of citizens.
—
Image: Allison McDonald (CC)
-
The Freedom of Information technologies conference, AlaveteliCon, provided an excellent chance to share experiences and advice.
We heard from people who run Alaveteli sites all over the world, and we learned that many of the challenges in running FOI sites are similar, no matter where they are. That’s great, because it means that we can combine our knowledge and share our experience to overcome them.
Alaveteli is designed to work anywhere. The ideal is of a website which shows users how to make an FOI request, and sends it off to the right recipient to get it answered, then publishes the reply, ensuring that the information becomes truly open. But in many places, local circumstances interrupt that process at various stages.
Here are some of the sticking points that were brought up. We may not have immediate solutions for all of them, but there were plenty of ideas mooted at the conference.
If you’d like to add some more, please do comment on the Alaveteli mailing list. It would be great to see further discussion and ideas.
Bureaucracy
Alaveteli, in its basic form, doesn’t cater for certain FOI processes. We heard of cases where:
- A small fee is payable for each FOI request;
- Making a request requires an electronic ID or digital signature, which most people don’t have and which is not trivial to apply for;
- Responses are only provided by post, on paper, thus circumventing publication online;
- Requests are not accepted by email (although this ruling has also been turned around successfully in at least one country—Uruguay—and indeed it is an issue that WhatDoTheyKnow faced in the UK);
- Authorities will not reply to the email addresses that FOI sites generate, because they are not “real” (ie they are not attached to the requester’s own personal email account);
- The requester must give their name, phone number and address. This is already a potential disincentive to making a request, but then the response often includes them and they must be manually redacted by the site administrator.
Here are a few of the solutions which were mentioned:
- Where digital signatures are required, site admins are sending off requests on behalf of users: it’s not ideal and it takes a lot of time, but it is doable.
- Similarly, the (non-Alaveteli) Russian FOI site RosOtvet passes users’ requests by a panel of lawyers, who make sure they are correctly worded in order that they stand the best chance of being considered.
- Frag Den Staat, which is a German non-Alaveteli FOI site, includes a function where users can scan and upload their responses, where they’ve been provided on paper. It also allows users to redact any parts they’d like to keep private.
- Additionally, in response to authorities complaining that their email addresses weren’t ‘real’, Frag Den Staat set up their own email provider called Echtemail (which translates as ‘real email’) and started sending requests from there instead. It hasn’t changed things yet, but they are continuing to campaign.
- In Australia, this same “not a real email address” policy was challenged—and overcome—by a volunteer at RightToKnow.org.au, who got a new ruling put in place.
- In places where any type of email has been refused as a legitimate channel for an FOI request, that should be challenged. There are examples elsewhere (for example, in the UK) of requests being accepted via Twitter! Uruguay and Australia have shown that rulings can be overturned; let’s share experiences and see if we can do the same in other places.
- Keep highlighting the barriers and absurdities as you come across them, on your blog, in press releases, in whatever interviews you can get. There may be a general, unquestioned belief that your country has a functional FOI law: if your experience says otherwise, that narrative should be challenged. If you can position yourself as an expert on the niceties of FOI, the press will keep returning to you—and the better known you become, the more weight your campaigning will carry.
- …Other ideas? Let the Alaveteli mailing list know.
And some solutions we don’t recommend:
While it might be possible to add, say, a payment facility through a bolt-on service like PayPal, it tends to be our policy not to recommend this kind of adaptation.
Why? Because our general advice is to run the site as if we lived in an ideal world—in other words, run your Alaveteli site as though Freedom of Information were truly open to all, at no cost and with no barriers.
It’s the same philosophy that leads us to advocate for an ‘applicant blind’ FOI system, where it doesn’t matter who’s making a request because everyone has an equal right to information under the law.
In a more extreme example, it’s also why we advise people to set up Alaveteli sites even if there is no legal right to information in their country.
Non-compliance
In some places, there’s no law in place obliging authorities to respond to requests. In others, the law exists, but it’s not very well adhered to. The result is the same: requests get sent, but for some, no reply ever arrives.
Clearly this is a fundamental problem in itself, but it also has a knock-on effect for the site as a whole: people lose faith in the system if they can see that it’s not getting results.
This is a harder nut to crack, but here are some thoughts:
In countries such as the UK, Croatia, and Czech Republic, there is a system in place to pre-empt non-compliance. In our view, this is the sign of an FOI law that is treated seriously by the authorities.
In these countries, the right to Freedom of Information is backed up by an independent ombudsman. Additionally, anyone who doesn’t get a response within the statutory amount of time is entitled to seek an internal review: that process is automatically embedded in Alaveteli, with a reminder going out to the user if they haven’t received a reply in time.
If you do not have such a system in your own country, the advice was to campaign and highlight poor practices: again, this is an area where successful campaigners should be able to share knowledge with those who need it.
Data about the percentage of requests that are going unanswered can make a compelling story for the press, and also help with campaigning and advocacy. Highlight success stories, and show the public value of FOI.
For a great example of this, see this report from TuDerechoASaber in Spain. Need a quick way to get at your site’s statistics? Foie-Graphs will do just that for any Alaveteli instance.
If you have additional ideas, let everyone know on the Alaveteli mailing list.
Slippery authorities
Henare from OpenAustralia Foundation told the story of Detention Logs, a campaign to bring transparency and accountability to the detention of immigrants by publishing data on conditions and events inside detention centres.
While the authorities did not simply refuse to respond to requests for information, they found a way to evade their duties, deciding that 85 varied requests (pertaining to different events and detention centres all across the country) could be counted as one. Then, having rolled them into a single request, they were able to declare that it fell under the banner of ‘an unreasonable amount of effort’ required to respond.
Henare stated that one of Alaveteli’s great strengths is the fact that it publishes out requests even if they go unanswered. That means that they stand testament to the facts that authorities don’t want to release, as well as those that they do. Detention Logs will persist as an archive for the future, and maybe the situation will be turned around in more enlightened times.
Official government sites
We heard that in Uruguay, the government are planning to start their own online FOI website. As it happens, mySociety has also been involved with setting up an FOI site for the government in Panama. So it’s interesting to ask whether there is a place for independent Alaveteli sites to exist in tandem with the official sites.
One thing to note is that Alaveteli was built with the user, the citizen, always in mind. Sites built on Alaveteli make it easy and safe to file an FOI request, while government sites are more likely to have government needs in mind.
For example, we don’t yet know whether the Uruguayan government site also intends to publish requests and responses. If not, the ‘added value’ of Uruguay’s Alaveteli site would be obvious.
But! Together we’re stronger
Any one of these sticking points can seem like a real problem. But as well as a software platform, Alaveteli is a community, and we can work together to get results.
If you need help or advice, you can always ask on the Alaveteli mailing list, where you will find people just waiting to share their support. There are now 20 Alaveteli installs, each representing a learning curve and a wealth of experience for their implementers. Together, we have more global knowledge on FOI than perhaps any other organisation—let’s use it!
—
-
National Health Service changes in England
Today (1st April 2013) marks a significant change in the way that the NHS in England is structured. Strategic Health Authorities (SHA) & Primary Care Trusts (PCT) are abolished, and their responsibilities are being taken on by newly created Clinical Commissioning Groups (CCG), the National Commissioning Board, Public Health England and local authorities.
The split is roughly along these lines:
- Clinical Commissioning Groups commission elective hospital care, urgent and emergency care, community healthcare and mental healthcare & learning disability services for the local areas they cover
- The National Commissioning Board covers primary care contracting (GP Contracting, Dental, Pharmacy), specialised services, offender healthcare, secure mental health care and some armed forces healthcare
- “Top-tier” and unitary Local Authorities take on responsibilities for these aspects of public health: sexual health services, drug and alcohol treatment, health checks, school nursing programmes, giving up smoking programmes and services to prevent childhood obesity
- Public Health England is a national body which will work closely with local authorities’ public health teams, carrying out a range of activities to protect and improve the nation’s health, eg to co-ordinating work to combat infectious diseases such as flu or infections acquired in hospitals such as MRSA, or to carry out national publicity campaigns to prevent ill health
This means quite a bit of change to the public authority listings on WhatDoTheyKnow:
1) PCTs and SHAs are now marked as “defunct” to prevent new requests from being made (see below for more details).
2) We’ve now listed all the new CCGs, but we’re missing email addresses for around 15% of them. It’s clear that many CCGs are not quite ready to welcome FOI requests. Even though they went live today, there are a fair number of websites still under construction (I’ve seen lots of “lorem ipsum” text today), with no contact details. We aim to get these all up-to-date in the next few weeks as they get up to speed.
3) The National Commissioning Board and Public Health England have been added to the site
4) We’ll be adding local Health and Wellbeing Boards, Healthwatch organisations & Local Education & Training Boards soon.
Police Service changes in Scotland
Under the banner of reducing duplication and cost-saving (BBC article), police services in Scotland are being completely re-organised with 2 new central bodies replacing all the regional police forces and boards:
- Creation of Police Scotland and the Scottish Police Authority – both added to WDTK
- These replace the current Scottish Police Forces and Police Boards which have been marked as “defunct”
- The Police Complaints Commissioner for Scotland is renamed as the Police Investigations & Review Commissioner (PIRC).
- The Scottish Police Services Authority, Scottish Crime and Drug Enforcement Agency and Police Advisory Board for Scotland are also dissolved.
Fire Service changes in Scotland
Similar changes are taking place with Scotland’s fire services:
- The local Scottish fire and rescue services have been replaced by the centralised Scottish Fire and Rescue Service
- The local fire boards/authorities have been replaced by the centralised Scottish Fire and Rescue Service Board.
- The old public authorities have been marked as “defunct”
Other joiners & leavers…
The following is a round-up of other changes taking place today…
Say hello to:
- NHS Property Services Ltd (contact email address required)
- Financial Conduct Authority (FCA)
- Prudential Regulation Authority (PRA)
And goodbye to:
- Commission for Rural Communities (role taken on by Rural Communities Policy Unit within Defra)
- Financial Services Authority (FSA) – split into the FCA & PRA shown above
- Health Protection Agency
- NHS Institute for Innovation and Improvement
- National Information Governance Board for Health and Social Care
- National Treatment Agency
- Olympic Lottery Distributor (information held is transferred to DCMS)
- Railway Heritage Committee (role taken on by the Science Museum)
And although they’re officially changing, it’s pretty much business as usual for:
- Health and Social Care Information Centre (was also known as NHS Information Centre) becomes Health and Social Care Information Centre
- National Institute for Health and Clinical Excellence (NICE) becomes National Institute for Health and Care Excellence (NICE)
Defunct public authorities
We flag old public bodies that no longer exist as “defunct” to prevent new requests from being made. In most circumstances FOI officers transfer across in-flight requests to the relevant replacement authority. If you need to follow-up a request to a defunct public body (e.g. if there’s no further contact from an authority), the website will let you, however the “old” authority is no longer under any obligation to reply. You may need to re-send your request to a new public authority which will restart the 20-day clock…
Please help us!
Given the scale of change, if you find any incorrect information for these public authority listings, please let us know! Also please get in touch if you find an email address for any of those we’re still on the hunt for…
-
If you live anywhere in Britain, it won’t have escaped your attention that it’s been raining a bit, recently.
This has been causing quite a bit of flooding. And when flooding happens, people need to know if it is going to affect them.
Unfortunately, the Environment Agency flood warning website leaves something to be desired. It is, quite frankly, a usability dogs’ breakfast, with problems including:
- It doesn’t answer the main question: Most users arriving at this page simply want to know if they might be in danger. The page should be all about answering that question.
- It is trying to serve national and local needs: Information about flooding across the whole country might be useful to journalists or civil servants, but it shouldn’t be the main element.
- Clutter, clutter: A massive grid of numbers which don’t really mean anything, plus lots of sidebar links.
- Confusing graphics: The page contains a national map which doesn’t actually make it clear that the colours relate to the seriousness of flooding, or that it provides links to further content.
There are also some non-design problems with the postcode lookup, but today we want to stick to just the design issues.
Not just moaning minnies
At mySociety we try to be constructive in our criticism, and so whilst the flood waters are still draining from many people’s homes, we thought that we could do something positive. We want to show that a flood warning page could be an exemplar of clear, user-centered information design. So we made a mockup.
Some of the improvements we’d like to point out are:
- A big page title that makes it obvious what this page is, and the fact that it is official information.
- All the main elements on the page are now focussed on the most likely needs of potential flood victims – journalists can follow a link to a different page for their needs.
- We’ve removed roughly 90% of the links on the page for clarity.
- We’ve removed all numerical data because it wasn’t adding value. Nobody can know if ‘5 warnings’ is a lot or a little without some context. As a nod to the overall context we’ve put in a simple graph, similar to a sparkline.
- It presents a clear button to click on if you’re actually endangered by a flood.
- It gives you a way to find out if other people near you are talking about local flooding via social media.
We hope you like this. It’s just the product of a couple of hours’ work, so if you have any suggestions on how it could be better, please let us know.
And, of course, we’re always happy to do similar work for other people.
-
Governments, companies and large organisations of all kinds regularly spend astonishing amounts of money on computer systems that are either completely broken, or which are instances of what I call Hateware – software that appears to have been designed by people who actually hate users.
Why does this happen? Obviously there are multiple, terribly complicated factors. But I’m going to boil down one of the biggest problems to a little story.
Story time
[Dreamy fade sequence]
Imagine you have been made responsible for replacing the desk chairs in your office. The old ones have gone all sweat coloured, and you’re worried one might collapse.
So you put out a competitive tender for furniture companies. You wait, vet and score all their bids, and finally you invite the finalists in to make their pitch.
In they come: smart, sober, dressed in a way that suggests success whilst avoiding ostentation. They set up their presentation, and start to tell you about the range of office furniture they have. The pitch is fantastic. They’ve already thought about all your concerns. They have an impressive array of happy clients who are just like you. Their slides are polished and focussed. They’ve brought fabric swatches to flick through. The chairs are handsome, with just the right number of pleasing gizmos. And they can ship next week.
The presentation draws to a close – any questions?
“Well, that was fantastic – I particularly like your X1 basic office chair. Just one question, what’s the cost?”
A few minutes pass as they reflect on the wide range of maintenance contract options, chair customisations and bulk purchasing reductions. Eventually, with a little nudging, you get the price for one chair.
“The base price of the X1 office chair is currently one millions pounds, with a £500,000 yearly licensing contract. Plus tax.”
Moments later the presenters, laptops, suits and fabric swatches bump to earth on the pavement outside the office door. Security is instructed never to let anyone from the company in, ever again.
The Moral
How does this little story explain anything about ICT?
Well, re-read the story above, but replace ‘chair’ with ‘payroll system’. And replace ‘fabric swatch’ with ‘lovingly photoshopped mockups, customised for your company branding’. Go on – I’ll wait.
The pitch no longer seems so crazy, and you certainly wouldn’t kick someone out when they announce the price. Why? Because you don’t know what is a sane price for a payroll system, and what’s an absurd, insulting price.
The moral here is quite simple: you can’t make good decisions if you are lacking even the most basic frame of reference about what something should cost, or how it works.
The problem is that when it comes to identifying technology needs, and procuring successfully to fill them, you can’t simply rely on general life experience to save you. It’s a specialist skill, and one that requires knowledge to be constantly relearned and unlearned as technologies change.
Too few large organisations understand this. They see buying a new computer system as very much like buying new furniture – it’s just ‘all stuff the office needs’, along with car parks, printer paper or tea bags. This attitude fails to see that many modern organisations don’t have IT systems and websites, they are IT systems and websites. They can no more delegate this to some junior staffer than they can delegate the strategy of the whole business.
Almost all large organisations today need at least one person right up at the top level of the company who can spot the million pound chairs without the help of subordinates.
Now what?
Once organisations understand that they are regularly buying million pound chairs, their CEOs and boards face another problem: how do they know which of their staff can actually spot the million pound chair, if any?
Unfortunately, the solution isn’t obvious.
As of right now there are no professional qualifications that would guarantee the right skills set. Worse, there’s even an unfortunate association in my mind between people with lots of qualifications like ‘MSCE’ and ‘SAP Certified Associate’ and projects that are triply gold plated, entirely missing user-centered design, and inevitably compromised by a tribal loyalty to one vendor.
So what’s a CEO to do? The answer, for now, unfortunately has to be to hire through trust and reputation networks. Find people who appear to have delivered nimble, popular user-centred projects on limited budgets, and get them to help you hire and restructure.
Trust networks, of course, can backfire: trust the wrong person and you can be in trouble. But the Enterprise computing world has backfired into the laps of leaders and managers enough times in the last two decades.
It is time for leaders to bring some people who have got their hands dirty in the guts of digital projects into the decision making rooms, and onto the decision making boards.
————
Tom Steinberg is the director of mySociety, a social enterprise which provides consultation services and software development to a range of clients in the public and private sectors.
Tom will be talking more on this theme at the Local Government Association Conference next week.
-
Today we’ve re-added Network Rail to the list of public bodies one can make requests for information from via mySociety’s Freedom of Information website WhatDoTheyKnow.
Network Rail owns, runs, maintains and develops most of the UK’s rail infrastructure including tracks, signalling, bridges, tunnels, level crossings, viaducts. It owns almost all of the UK’s stations and manages the biggest and busiest.
Network Rail is not currently subject to the Freedom of Information Act or the Environmental Information Regulations however we use our site for activism by listing many bodies which are not formally subject to FOI or EIR. Some of these voluntarily comply with FOI, others don’t but we add them because we think they ought be subject to the Act on grounds such as:
- Making public appointments.
- Being substantially publicly funded (this is not a sole reason we would consider an organisation a public body)
- Controlling public assets.
- Having a public regulatory function, including controlling access to trades and professions.
- Controlling significant national infrastructure.
The degree to which Network Rail is a public body is a subject of controversy however a number of the criteria listed above clearly apply to the company.
The Information Commissioner once ruled that Network Rail is a public authority for the purposes of the Environmental Information Regulations however this was overturned by a Information Tribunal Decision in 2007 .
The tribunal decision noted:
[Network Rail] is a major landowner whose estate … in the words of its website, includes “many sites of great environmental, geological, historical and architectural importance” as well as much contaminated land.
The tribunal expressed a view the position of Network Rail in relation to access to information legislation is “clearly unsatisfactory”.
Network Rail
We originally added Network Rail to our site back in 2008 before we had developed the above policies and we closed it to new requests after the first request sent didn’t get a response.
Recently there have been positive indications in relation to access to information held by Network Rail. On the 2nd of February 2012, transport minister Norman Baker speaking in Parliament said:
Network Rail has promised that it is in the process of developing a voluntary information rights code, which will mirror many of the provisions in the Freedom of Information Act. We welcome that initiative and believe that, if properly implemented, it will provide an alternative to legislation. We expect the company to introduce the code alongside a broader package of Government reforms later this year.
This followed an earlier statement, from the 18th of January 2012, by Earl Attlee, answering a written question on behalf of the government:
Network Rail is a private sector company. The Government have no current plans to extend the Freedom of Information Act to the company. However, we welcome the fact that Network Rail is taking steps to enhance its own transparency and is developing a voluntary publication scheme with which it will comply.
The approved model publication scheme used by public bodies which have to have one states:
Information held by a public authority that is not published under this scheme can be requested in writing…
Hopefully our re-listing of Network Rail will help push Network Rail’s openness and transparency agenda along and enable our users to benefit from the new era of openness being promised within the company. Making correspondence related to requests for information publicly available via our site will enable everyone to see how it goes.
-
On the 21st of February 2012 Alex Skene, representing mySociety’s Freedom of Information website WhatDoTheyKnow, appeared in front of the UK Parliament’s Justice Select Committee. The MPs on the committee were holding an evidence session as part of their post-legislative scrutiny of the Freedom of Information Act.Video of the session can be viewed online via ParliamentLive.TV and the BBC’s Democracy Live. A transcript of the session will become available via TheyWorkForYou, typically these take a week or two to be produced.
Prior to the session WhatDoTheyKnow had submitted written evidence to the review making three main points:
- The scope of the act should be extended to cover a wider range of public bodies.
- Time limits should be introduced for public interest tests and internal reviews.
- There is a need for more proactive publication of information, and a culture of openness and transparency needs to continue to be nurtured and extended within the UK’s public sector
The committee appeared genuinely interested in finding out how FOI has performed to-date and how it can be improved.
Supercharging FOI
Alex told the committee that FOI enables evidence based policy making and empowers citizens; he said the WhatDoTheyKnow.com website supercharges the provisions of the FOI Act making it easier for people to take advantage of the right to access information which it gives them.
Ghosts
Elfyn Llwyd MP raised the question of vexatious and frivolous requests through the medium of ghosts. Asked if requests about ghosts could ever be justified Alex told MPs that it was hard to draw the line between acceptable and unacceptable requests. He noted that one council had spent public money on an exorcism, so in that case there would be information held and an FOI request justified. He questioned if requests on ghosts were to be deemed unacceptable, what other areas might be excluded. UFOs? The MoD for a long period did have an office collating UFO reports, again there was public spending, and recorded information held, in this area. Homeopathy was also highlighted, that’s about as real as ghosts or UFOs, but again FOI requests about it must surely be permitted as significant amounts of taxpayers money are spent on it.
Maurice Frankel, the director of the Campaign for Freedom of Information, who was giving evidence alongside WhatDoTheyKnow took a stronger line. He described those who made FOI requests about ghosts as “idiots”; but also accepted it was hard, and undesirable, to try and outlaw requests on certain subjects. He added that such requests did not generally cost large amounts of money to deal with.
Time Limits
MPs on the committee appeared sympathetic to calls from the representatives of WhatDoTheyKnow and the Campaign for Freedom of Information to introduce stricter time limits. The need for time limits was brought into focus during the discussion of the time limits for prosecutions under S.77 of the Act (Offence of altering etc. records with intent to prevent disclosure), very few requests have gone through a response, and internal review, and the Information Commissioner within the time limit for launching a prosecution. An MP suggested making offences under S.77 triable in either a magistrates or a crown court so as to extend the time period while retaining consistency with the rest of the justice system.
Fees
When asked to comment on the idea of introducing fees for all FOI requests Alex said such proposals would be “devastating” and would deter many from making requests. Alex noted that the public had paid for the information in question already, via general taxation, and ought be able to access it.
Exempting Universities
When asked to comment on lobbying from universities to be exempted from FOI, Alex robustly defended their inclusion in the act, pointing to their role in controlling access to professions and awarding degrees. Maurice Frankel and Alex noted the universities’ argument that they were being funded by a decreasing fraction of public money wasn’t really relevant, as that is not the basis on which bodies are deemed to be covered by the Act.
Extending Coverage of FOI
The reach of FOI into commercial organisations carrying out work on behalf of public bodies was briefly discussed however notably there was little further discussion of extending the coverage of FOI, perhaps suggesting this may be a dedicated subject for future evidence session. This session was been described as the committee’s first, suggesting there will be more. At least one of these will presumably hear from the Information Commissioner.
The written evidence we submitted can be read on page 81 of the compendium of submitted evidence (PDF).
-
The Ministry of Justice have just published their latest quarterly statistics on the handling of Freedom of Information requests by central government bodies. We’ve crunched the numbers to compare them to the requests made using WhatDoTheyKnow.com
The graph shows our share of FOI requests sent to central Departments of State jumped to 14.6% in the 1st quarter of 2011.
This time round, the top 3 departments were:
- Home Office (which includes the UK Border Agency, CRB & Identity & Passport Service) – 254 requests out of 866 – 29%
- Department for Education – 81 requests out of 328 – 25%
- Department for Communities and Local Government – 59 requests out of 250 – 24%
Many of the WhatDoTheyKnow users contacting the Home Office & UK Border Agency are trying to find out information about their own immigration case. We regularly receive emails from applicants asking for help, as they have often been waiting months (or even years in some cases) for an official update to their case, often with the UKBA holding on to identity documents or passport. Applicants then feel they have to resort to making FOI requests. Many of these are auto-replied by this standard FAQ, and applicants don’t receive a personal answer. The large 29% share of all Home Office requests suggests that the normal contact methods to keep people updated aren’t working or even that their service is simply struggling with demand. It’s also likely that they don’t consider these types of requests as formal FOI requests, so it is worth noting that we are likely to be slightly overstating the percentage share figures.
Free schools were a popular topic for the Department of Education – 9 out of 81 requests were on this subject, and nearly all were refused on the basis that information would be published at some unspecified date in the future.
To understand the limitations of the data analysis, please see here.
One interesting trend that has been consistently seen is that FOI requests are more frequent in odd-numbered quarters compared to even ones – if you have any ideas why this may be the case, please add them to the comments!
– Communities and Local Government -
Member of the National Secular Society Robert Christian used mySociety’s Freedom of Information site, WhatDoTheyKnow to ask all 227 English NHS “provider” Trusts about how much they spend on chaplaincy.
On the 28th of February 2011 the results of his research were published in an article on the National Secular Society website (full report [PDF]). He found that £29m of NHS funds were used to pay chaplains in 2009/10 and also observed a wide variation in the amount, as a fraction of total spend, that specific trusts were spending on chaplaincy.
The publication of the research prompted a number of articles in the UK media. eg. (Daily Mail, The Independent, The Mirror).
Mr Christian has commented:
“To have identified the right FOI contact for every provider NHS Trust in England would have been daunting if not impossible. I doubt that my study would ever have got off the ground without WDTK. I particularly valued the way that the site tracks which Trust has and has not yet responded. I liked the capability to thank each FOI lead after they had responded.”
The fact that making requests via WhatDoTheyKnow allowed Mr Christian to cite the source of his raw data was important to him. He added:
“The transparency of the raw data is, I think, one of the main strengths of the WDTK website for three reasons. First, I was able to hyperlink every piece of data back to its source – and that meant that it was easy for colleagues from the NSS to check the accuracy of the data (with so many Trusts a transcription error was always a possibility). Second, it ensured that if anyone had wanted to challenge the accuracy of the data they could be directed to see that the study was simply quoting the Trusts’ own information. Third, it means that the data is there for future reference to see if there are any changes over the coming years.”
mySociety and WhatDoTheyKnow are non-partisan and don’t get involved in campaigning except in specific areas relating to openness and transparency. We take no view on issues such as how much, if anything, the NHS ought be paying for chaplaincy. However we welcome campaign groups making use of our services.
Bulk Requests
WhatDoTheyKnow currently has around 2-4 “bulk requests” per month made via its site. At the moment we don’t provide any mechanism to make bulk requests automatically. We are considering adding such a system, for requests which have been sanity checked by the WhatDoTheyKnow team. The provision of such a system would probably be associated with a mechanism for preventing other “bulk requests” from being made without the site administrators’ explicit approval.
Making the requests is only a small part of the work involved in a study such as that carried out by Mr Christian. Chasing public bodies for responses, as well as collating and analysing the information released is likely to be much more time consuming than submitting the requests themselves. This is something Mr Christian agrees with, stating:
“If enquirers are not prepared to individually contact each organisation to ask the question, I would doubt their commitment to retrieve and analyse the information (as that is actually a much bigger task)”.
Clearly any facility for enabling requests to be made in bulk will have to incorporate safeguards to ensure responsible use.
Whereas Mr Christian has been happy to conduct his research in public, and still been able to generate media coverage following publication, we are aware that many campaign groups, and others such as journalists, like to make Freedom of Information requests in private.
Mr Christian has commented on the issue of “scoops” and the effect of conducting his research in public:
“The question of ‘scoops’ is an issue for journalists and in fact this problem did happen in this case. Someone appears to have trawled the WDTK know site and noticed what I was doing. A short piece was run by the Daily Express before we completed and published the study. So clearly this might be an issue. But the risk of a spoiler being run will tend to be low when the number of organisations being contacted is large. This is because the amount of work needed to collate and analyse the data is enormous and so casual trawling will show only that a question is being asked – not what the conclusions are.”
In order to get as great a fraction of the total number of FOI responses available on WhatDoTheyKnow we have also been considering an option for making requests in private, for a fee. The idea would be that once the findings were published then the FOI response could be opened up to the public providing access to the source material backing up the story.
Any views on our ideas for the future and on the way WhatDoTheyKnow has been used for this, and similar, research would be welcome in the comments below.