1. FOI and the Irish border issue

    At the time of writing, a No Deal Brexit seems ever more likely. What exactly will that mean for the UK?

    Attempts to answer this question have filled many column inches, hours of broadcast and endless tweets. There is certainly no lack of opinions.

    But opinions are best based on facts, and it was in this spirit that WhatDoTheyKnow user Jon Rush set out to request vital information about the key Brexit sticking point, and the main reason that a deal is so hard to agree — the Irish border.

    Brexit and the border

    As Jon explains, “Brexit creates serious problems for the current arrangements between Northern Ireland and the Republic of Ireland under the Good Friday Agreement  because they depend heavily on both the UK and RoI being in the EU”.

    He wanted to gain access to the results of a mapping exercise, referred to in a joint report from the EU and UK negotiators but not available to the public at that time, which assessed the level to which co-operation between the North and the South depends on the EU frameworks currently in place.

    Crucial information, you might think, for the general public who will be so affected at every level by whatever type of Brexit we enter into. Jon certainly thought so — but getting hold of it would set him on a long journey.

    A hard-won result

    Jon’s initial request, to the department for Exiting the EU (DEXEU) was in December 2017. You can follow its long and complicated journey on that page, thanks to Jon’s detailed annotations.

    FOI is one of the few tools that individuals can use to hold government to account and it’s important to use it — otherwise government will never take transparency seriously.

    Simultaneously he was requesting the same information via our partner AccessInfo’s site, AskTheEU.com, which covers EU authorities — and meanwhile, MPs in the UK’s Exiting the EU Select Committee requested the same information on numerous occasions throughout 2018, but were repeatedly rebuffed by government.

    Pursuing his right to information would take Jon via the ICO, the European Ombudsman and to the brink of a tribunal, but in the end, the report was indeed released into the public domain.

    What was revealed

    What did it tell us?

    “It contains a description of each area relevant to North-South cooperation under the Good Friday Agreement together with an assessment of how far it is underpinned by EU legal and policy frameworks.

    “The focus in the media has tended to be on trade/customs arrangements, but if you go through the mapping exercise, you find that many other areas of cooperation are underpinned by the EU membership, including transport links, water, waste management, energy, Irish language broadcasting, mobile roaming, invasive species, disease control and cross-border police cooperation.

    “Overall, 96 out of 142 different areas covered by the mapping exercise were found to be supported by EU legal or policy frameworks (with well over a third being “directly underpinned or linked”, ie EU membership is particularly significant).

    “This shows that any workable solution is likely to involve the UK committing to quite a close relationship with the EU, at least in the areas identified as crucial to North-South cooperation”.

    Approaching the UK border on Newtown Road for J0719 The houses beyond the sheugh which here marks the Border are in Co Armagh. The gate in the foreground are those of disused ROI Border facilities. The road sign is a reminder of the Republic's 80kmph speed limit on back roads.

    Disused ROI border facilities in Co Armagh. Image by Eric Jones (CC by-sa/2.0)

    A lack of transparency

    The release of this information was a positive result — but Jon believes that the government has been far from open during the whole Brexit process.

    “To be properly informed about Brexit, we need access to information which is often available only from government. It would be very difficult for an organisation outside government to produce something like the mapping exercise because it requires input from numerous experts across different areas and in some cases, access to information that only government is likely to have.

    “Government is therefore uniquely well placed to provide this information – but if government refuses to share it, it’s impossible to get the full picture.

    “In my view, the government’s approach to its own documents concerning Brexit has been to release as little as humanly possible, arguing that disclosure would undermine its negotiating position with the EU.

    “I accept that occasionally, information may need to be withheld for this reason. But it is equally if not more important that people can understand what Brexit will mean for them —  and I don’t think the government has paid anywhere near enough attention to that issue”.

    Evading scrutiny

    This was not Jon’s first experience using FOI: in fact, he had recently exercised his rights to information on another Brexit matter.

    I asked DEXEU for details of the scope and timetable of their consultation on leaving the EU. This was after David Davis (who was then Secretary of State for Exiting the EU) had told Parliament in September 2016 that the government would be consulting widely on the options for leaving the EU.

    WhatDoTheyKnow.com has made the process quite easy to initiate and it also means that others who might be interested in the same information can find your request.

    “By late October, nothing had been published, so I made an FOI request through WhatDoTheyKnow.

    “Initially, DEXEU told me it had this information but refused my request, saying that it planned to publish the information at a later date. I didn’t see why the information couldn’t be published sooner and complained to the ICO.

    “Their investigation showed that DEXEU did not have a formal plan or any formal process for the consultation — which explained their somewhat evasive response.

    “DEXEU should probably have told me that it didn’t hold the information I had requested – but to do so would have involved effectively admitting that it didn’t have a plan or any formal process for consultation. You can make up your own mind by reading what the ICO had to say here”.

    Pursuing a refused response

    But back to the Irish border request. When Jon didn’t receive a response from DEXEU, and after requesting a similarly fruitless internal review, he took the next step and referred the matter to the ICO. They ruled against disclosure in a decision that Jon believes was ill-founded:

    “The ICO decision was based on section 35 of the FOI Act, which relates to information produced for the purposes of policy formulation.

    To be properly informed about Brexit, we need access to information which is often available only from government.

    “It is certainly true that the mapping exercise was produced to inform the government’s thinking about Brexit and Northern Ireland. However, it was a summary of the current arrangements, not a discussion of what the future policy options should be; as such, it was essentially background information, which is usually regarded as less sensitive. Section 35(4) makes it clear that there is a particular public interest in the disclosure of background of information – and case law makes it clear that such disclosure can take place before the final policy has been formulated, as I was requesting here.

    “The ICO also argued that disclosure of the mapping exercise would have a “negative effect on discussions” with the EU and “create a distraction to discussions” — but its decision did not explain how this would occur, especially given that the mapping exercise had been shared with the EU.

    “When I put these points to the ICO as part of my appeal to the tribunal, it accepted that the mapping exercise was background information but argued that it should be treated in the same way as discussion of policy options. It was unable or unwilling to provide any further explanation of the supposed negative effects of disclosure and suggested that this was a matter for DEXEU to explain. I was (and remain) very concerned by this because the ICO is supposed to be an independent regulator; it should not simply be taking what government says at face value but should be questioning it and satisfying itself that what government says is actually correct”.

    And so Jon referred the matter to tribunal.

    But in June of this year, two of the key documents he was requesting were finally  released by the government, and he decided to drop his appeal to tribunal, for reasons which you can read in his annotation of the time.

    Motivation

    While many WhatDoTheyKnow users are determined and driven, it’s also true that others would be easily defeated by an initial refusal, not to mention the further rulings. So what gave Jon the will and tenacity to carry on?

    I would encourage people to use FOI … if you are prepared to persevere and be patient, you can get what you want.

    “I knew that appealing to the tribunal would involve quite a lot of time and effort on my part, but I wasn’t prepared to just let this go for two reasons. Firstly, FOI depends on having an effective regulator which is prepared to question government robustly — and if people like me just shrug our shoulders when that doesn’t seem to have happened, then nothing will ever improve.

    “Secondly, Brexit is going to take many years to sort out and there will be many more occasions where people want to use FOI to get information out of government; unless challenged, government will just continue to refuse to disclose information whenever it suits it to do so.

    “Appealing to the tribunal was a new experience for me. I am a lawyer by profession, which probably helped, but I am not an expert in FOI, nor am I a litigator — and I did feel at times that my lack of familiarity with those areas was a handicap. So I have a lot of respect for people who are not lawyers and take cases to the tribunal on their own.

    “I would encourage people to use FOI and I think that what happened with this request shows that, if you are prepared to persevere and be patient, you can get what you want — even in a situation like this where MPs had asked repeatedly for exactly the same information and hadn’t received it.

    “FOI is one of the few tools that individuals can use to hold government to account and it’s important to use it — otherwise government will never take transparency seriously. WhatDoTheyKnow.com has made the process quite easy to initiate and it also means that others who might be interested in the same information can find your request.”

    Jon is also planning to submit a complaint to the ICO about its handling of this case, including the time taken to deal with it:

    “Although it was expedited, it still took over six months, whereas my complaint to the European Ombudsman (which concerned essentially the same material) was dealt with in about half that time.”

    He intends to post a link to the complaint in a further annotation on the FOI request page on WhatDoTheyKnow – so watch this space!

    Many thanks to Jon for taking the time to talk to us about his long and involved pursuit of information, which despite the delays will still help to inform the UK public at this critical time in our country’s history.


    Top image: the Irish border by Andrein (CC by-sa/3.0)

  2. WhatDoTheyKnow Pro helps journalists ‘further transparency, accountability and public trust’

    In a strike for transparency, journalist Jenna Corderoy has secured the release of documents from the European Research Group (ERG), the pro Brexit lobby of which Jacob Rees-Mogg is a prominent member.

    For more than a year, Jenna has been striving to ensure that the facts around Brexit — and the funding that drives it — reach the public domain: she also broke the now-infamous revelations about Vote Leave’s campaign overspending.

    The release of material such as this into the public domain is beneficial to all, as it means that public debate is based on facts rather than conjecture. FOI can be a vital tool in ensuring that the documents shaping our society’s future direction are available for scrutiny.

    On this latest release, a piece by Jenna and Peter Geoghegan reports:

    “The ERG is part-funded by subscriptions paid out of MPs’ parliamentary expenses. As a consequence the group has to supply samples of its research for scrutiny to the Independent Parliamentary Standards Authority [IPSA] to ensure public money is being properly spent and not used for party political campaigning.”

    Using WhatDoTheyKnow Pro — our service for professional users of FOI, which among other features, allows users to hold off from putting request correspondence in public until a story has been published —  in January 2018 a request was made to IPSA to see these materials.

    The request’s WhatDoTheyKnow page is now public. IPSA initially argued that the release of these materials was exempted under section 43 of the FOI Act as it would prejudice the commercial interests of the ERG, whose research is ordinarily available only to those paying a £2,000 annual subscription.

    Subsequently Jenna referred this refusal to the Information Commissioner, who upheld the decision. Determined that the public has the right to see the research, Jenna and Peter did not leave the matter there, taking it to an information tribunal.

    The tribunal made the final decision that the material must indeed be released, vindicating the effort and determination Jenna put into pursuing this request and stating that to make the documents available would:

    “further transparency, accountability and public trust with respect to the working of Parliament”.

    As a result, the documents will be made available on 11 July — keep an eye on OpenDemocracy for news of their release — and we’ll make sure we update the annotations on the original request as further details unfold. Meanwhile, you can see the full tribunal decision here.

    Image: Udur Akdemir

  3. Follow the Supreme Court appeal on Brexit & Article 50

    Today, and for the next three days, a landmark appeal takes place. The UK’s most senior judges are in the Supreme Court, deciding whether Parliament or the government has the authority to trigger Brexit via Article 50.

    If you’d like to read along (or search for a specific term), you can now do so on this site, quickly put together by mySociety senior developer Matthew, today. For apparently this is what he likes to do in his free time.

    Like most Supreme Court hearings, this one is being broadcast live, and daily digital transcripts are available. It was this last fact, perhaps, that prompted a friendly tweet:

    That was enough to send Matthew scurrying to see whether the scrapers we’d put in place for the Leveson Inquiry would also work in this instance. In large part they did, although there is still a small bit of polishing up of the final product to do.

    Meanwhile, sit back and enjoy the show. That is, as the Guardian puts it, if you have an appetite for “intricate legal argument, arcane vocabulary and historical precedents”. Well, come on, who doesn’t?

  4. What Do We Know about the EU Referendum?

    Just in case you missed it: a little while ago we had an itty bitty referendum on whether the UK should stay as a part of the EU.

    Given that this has had a small, barely worth talking about really, hardly noticed it impact on British politics, we wondered whether there would be any visible changes in the way that people are using our Freedom of Information site WhatDoTheyKnow.

    Did people suddenly find themselves wanting to know more about Europe-related matters in the run-up to the referendum? What about afterwards?

    Short answer: Yes they did! To both questions!

    Long answer: Same as the short answer…but with graphs!

    What we did

    First we drew up a list of twenty-three keywords which might indicate that the request was at least partly related to either Europe, the EU, or the topics that became part of the debate leading up to the vote: keywords like EU, European Parliament, Schengen, refugee, and, that brave little neologism that could, Brexit*.

    Then we pulled all requests where the requester had used one or more of those phrases** and started number-crunching.

    What we found

    In the period between the May 2015 general election and the June 2016 EU referendum WhatDoTheyKnow sent 1,022 FOI requests that matched our EU keywords. These were generated by 641 unique requesters.

    Looking at these requesters: 79% of them made just a single request, and 96% made four or less. The remaining 25 users made 25% of all EU requests — with three users making more than 20 requests each.

    For the year leading up the election there was an average of 55 users making 75.6 EU-related requests between them each month.

    If we split this into two halves (the last half of 2015 and the first half of 2016), the average number of users per month had increased by 20 in 2016 compared to the second half of 2015 — with a peak in both users and requests in the month before the referendum and a decline in the immediate run-up.

    run-up-eu-requests

    So people had more questions to ask once the referendum was more in the public eye. But maybe that’s just reflecting wider trends across the board. Can we state with certainty that this change was referendum-related?

    Let’s move on to the second question: What happened after the referendum?

    After the referendum

    Comparing the three months before the referendum with the three months after it, we see users and requests are up in the post referendum period.

    EU-related requests Users making EU-related requests
    Pre-referendum 310 216
    Post-referendum 332 252

    Looking month-by-month, we can see this is mostly an immediate spike followed by a drop-off:

    eu ref - either side

    In fact when we looked week-by-week, we could see the largest spike was in the week following the vote. This gives us some definite hints that it was the referendum that was driving this.

    But to make extra sure that this increase really was referendum-related, we compared these changes to the overall WhatDoTheyKnow trends at the time.

    The number of requests made across the platform increased between the two periods (17,246 increased to 19,120) — but there was also a decrease in the number of unique users making requests (4,850 decreased to 4,721).

    This means the post-referendum increase in EU requests was counter to the general flow – and we can use a statistical test (chi-square) to confirm that the difference in users making EU requests is sufficiently different from the overall direction of users to reject the idea they are being driven by the same trend (p < 0.01 for those that want to know) .

    So we can say there is a real difference before and after the referendum: people were asking government for more for more EU-related information after the referendum than before it.

     Notes

    *First appearance in an FOI request: May 2015!

    **Obvious Complaint: But Alex! Aren’t some of those a bit broad? And the answer is yes! In fact we discarded ‘immigration’ and ‘migration’ as keywords because when separated from other keywords, these were mostly requests for information about immigration rules relevant to the requester (although that said, a similar post-referendum peak appears when we looked at these ‘immigration’ requests in isolation. There were just too few to make as big a deal out of the change).

    ‘EU’ as a keyword will similarly be catching requests that have nothing to do with the EU, as EU law is so integrated that appeals to directives or other obligations can make an appearance in requests to just about any public body on just about every topic.

    While the global count of ‘EU related requests’ might be inflated by this, a change relative to the population of all requests (like the one we found) should be robust — assuming that non EU-related requests that mention the EU are not distributed differently to non EU-related requests that don’t. This seems reasonable and so for the sake of this blog post — let’s say that’s so.

    Keywords used

    Here are the words we used (note on why we didn’t include ‘immigration’ or ‘migration’ above); one request often matched multiple keywords:

    Term

    Matches

    European Union

    112

    EU

    780

    European Commission

    22

    EU Law

    44

    European Law

    9

    European Parliament

    18

    EEA

    446

    European Economic Area

    30

    European regulations

    1

    EU regulations

    9

    European directive

    1

    EU directive

    7

    Asylum Seeker

    25

    Refugee

    79

    Resettled

    7

    EU migrants

    5

    European migrants

    2

    EU nationals

    16

    European nationals

    3

    Schengen

    9

    Calais

    9

    Brexit

    46

    EU Referendum

    75


    Image: Speedpropertybuyers.co.uk (CC by/2.0)