Better case management of FOI and Subject Access requests

If you were reading back in September, you might remember the work we did with Hackney Council to create a more effective interface for people making FOI requests — we blogged about it here.

We’re really pleased to be able to extend this work, thanks to a successful bid to the Local Digital Fund. Over four months, we’re working with Hackney and some other authorities (Suffolk, Stevenage, East Herts and Cornwall) to take a really good look at the workflows of council staff who manage and respond to FOI and Subject Access requests.

Around 475,000 FOI requests were received by UK local authorities in 2017 – which averages out at 1,100 per authority, although it’s unlikely to be weighted evenly across the board. Nonetheless, one thing’s for sure: a significant amount of every council’s time and resources are spent in triaging and responding to requests, and with this work we’re hoping we can bring efficiencies and improvements.

In this phase, we’re conducting user research and then using what we discover to prototype ideas for an end-to-end request-handling system — open source, of course. Once that’s complete and we’ve got a good picture of the challenges involved, the processes already available and feedback on our own prototypes, we’ll be able to advise on whether it makes sense to proceed further.

One commitment we made when applying for this project was that we’d be ‘working in the open’. We want to document what we’re up to at every stage along the way, so not only will any other authority be able to benefit from a finished product that could result from our work; but also, everyone will be able to learn from what works, and maybe even what doesn’t, as we go through this process of investigation and discovery.

To that end, we’ve been making  weekly updates which anyone who’s interested can read. In summary, though, we kicked off the work in the first week of January, and so far we’ve drafted a research plan; spent some time re-reading our own research on FOI statistics and local government FOI admin; and had an intensive couple of days interviewing and observing council staff in Hackney as they go about their business dealing with FOI and Subject Access requests.

The user research continued over the weeks as we conducted remote interviews with staff from the other councils — Stevenage, Cornwall and Suffolk.

This has already been incredibly useful and, just as you’d expect, we’ve found out small details and wider themes this way that we would never have chanced upon without having the chance to observe governance staff in their own environment.

It’s an opportunity for councils as well: as far as we can tell, it is unusual for authorities (and in some cases, even, departments within the same authority!) to communicate with one another about their FOI processes and challenges. Our research will hopefully be a novel chance for them to compare methods and learn from one another.

We’ll be updating our weeknotes regularly, and we’ll also come back here to share our progress and findings, so depending on just how much depth you want, follow along at the LocalGovDigital Pipeline, or just wait for our next blog post here on our own site!

Image: Hackney Council offices by Martin Wright

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